金融行業(yè)的審計(jì)重點(diǎn)和審計(jì)風(fēng)險(xiǎn)(上)

時(shí)間：2024-06-30 02:36:21 審計(jì)畢業(yè)論文我要投稿

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【摘要】隨著我國(guó)經(jīng)濟(jì)的發(fā)展，金融行業(yè)的發(fā)展尤為迅猛。本文主要闡述了對(duì)金融行業(yè)進(jìn)行審計(jì)的重點(diǎn)和對(duì)金融風(fēng)險(xiǎn)進(jìn)行評(píng)估。首先，對(duì)我國(guó)金融業(yè)審計(jì)發(fā)展情況進(jìn)行簡(jiǎn)單的描述，了解我國(guó)金融審計(jì)的歷史。再?gòu)膶徲?jì)對(duì)象出發(fā)，闡述金融行業(yè)在我國(guó)社會(huì)生產(chǎn)中的地位和現(xiàn)狀，了解現(xiàn)有的金融環(huán)境。然后，分別從商業(yè)銀行和商業(yè)保險(xiǎn)業(yè)的性質(zhì)特點(diǎn)開始分析其可能產(chǎn)生的金融風(fēng)險(xiǎn)，以及判斷金融風(fēng)險(xiǎn)的強(qiáng)弱，從而確定審計(jì)方式及內(nèi)容。根據(jù)風(fēng)險(xiǎn)測(cè)評(píng)，分析重點(diǎn)的審計(jì)領(lǐng)域，從而使審計(jì)獲得成功。提出了現(xiàn)有審計(jì)方法存在的問題。展望由于金融行業(yè)的創(chuàng)新和發(fā)展，給金融審計(jì)帶來新的審計(jì)問題。
本文的研究目的在于為金融行業(yè)審計(jì)的發(fā)展方向進(jìn)行探討，并以此滿足審計(jì)人員的需求。關(guān)鍵字：金融審計(jì)，金融風(fēng)險(xiǎn) Abstract
As the development of our country, the finance company develops faster than any other industries. This dissertation is about the emphases of the auditing in the finance company and the risk of these companies. Firstly, the dissertation describes the development of the auditing in the finance company and the history of this kind of auditing. In order to learn more about the finance company which is the subject of the auditing, we should know about the development of the fiancé company in our country. Then, the dissertation shows the quality and the specialty of bank and insurance company, and analyzes the risk of these companies. Try to judge the importance of the risk so that auditor can decide the mean of auditing. According to the analysis of the risk, one can tell the emphases of the auditing and lead to the success of the auditing. The dissertation also raises some discussions. Due to the development of the finance industry, auditing of finance company will have more problems to deal with.
This conclusion is helpful for the auditing of financial problem, and then meets the requirements of auditors more or less. Key words: auditing of finance company, risk of auditing 目錄
一、序言

【金融行業(yè)的審計(jì)重點(diǎn)和審計(jì)風(fēng)險(xiǎn)(上)】相關(guān)文章：

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